About Services Solutions Why Us Get Started
Governance · Risk · Compliance

Bringing Expertise to Your Operational Risk & Compliance Needs

Your Outsourced Risk and Compliance Team — Cost-Effective Solutions for CMS & GRC

Our Core Capabilities
Enterprise Risk GRC Solutions Mortgage Licensing Fair Lending HMDA Reporting Vendor Risk Mgmt Cyber Security AML / BSA State Exams NMLS MCR QA/QC & Audit Prep Call Monitoring Custom Applications
1stLine Maturity
360°GRC Coverage
Scalability
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"Bridge the Gap with Technology"

We are a data-driven analytics solutions team that specializes in Compliance and Enterprise Risk Solutions — helping you be your best without sacrificing core functions.

Outstanding Consultants Fueled by Achievement

We are a team of outstanding consultants who specialize in Operational Risk, Compliance Management, and GRC Solutions. We help develop and implement custom solutions so your teams can be their best — today more than ever, corporate costs must be managed and technology makes the difference.

Allow us to get you and your teams to where they need to be without the sacrifice of otherwise costly CORE functions. We can be your outsourced Enterprise Risk, Compliance, Licensing and Exam Management team(s), your Reporting Gurus, and/or your technology bridge.

Data-Driven

Analytics-first approach to compliance and risk management decisions.

Performance-Led

Mature the First Line of Defense so your Second Line can excel.

Cost-Efficient

Eliminate unnecessary burdensome costs while remaining compliant.

Reporting Gurus

Specialized experts in HMDA, NMLS MCR, and State Agency Reporting.

Enterprise Risk & Compliance Savants

Experts in Regulatory Compliance, Mortgage Licensing, State Exams, Fair Lending and AML/BSA.

Comprehensive Risk & Compliance Services

Compliant Mortgage Solutions has the resources for all your needs. Knowledge and experience without support is detrimental — we provide both.

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Advisory & Strategic Consulting

Expert guidance on regulatory compliance, third-party risk, licensing, state exam assistance, fair lending, and AML/BSA — tailored to your organization's needs.

Regulatory Compliance Licensing State Exam Prep Fair Lending Third Party Risk AML / BSA Cyber Security (NYDFS+)
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GRC & Enterprise Risk Solutions

End-to-end Governance, Risk & Compliance platforms including vendor risk management, QC review, compliance testing, issues tracking, and CAPD systems.

GRC Platform Vendor Risk Mgmt QC Review Issues Tracker CAPD System
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Reporting, Analytics & Cybersecurity

Specialized regulatory reporting expertise including HMDA, NMLS MCR, regression analysis, encrypted file transfer, and threat intelligence detection.

HMDA NMLS MCR Regression Analysis Cyber Security Threat Intelligence
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Data Solutions & Application Rollouts

Custom application development and data integrations across leading mortgage, analytics, and vendor risk platforms — from database architecture and BI tools to LOS systems and compliance platforms.

Power BI R Studio QuickBase T-SQL SSIS / SSRS CogentQC ACES E360 — Encompass Mortgage Cadence ProcessUnity Venminder VendorRisk OneTrust

Leaders in Compliance Technology & Operational Optimization

We excel at developing efficient and optimized solutions for Operations that increase your bottom line. Think long-term — embed technology into your organization to eliminate unnecessary burdensome costs while remaining compliant.

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Targeted Expertise

Deep specialization in mortgage compliance, fair lending, and regulatory affairs — not generalists, but true subject matter experts.

Technology-First

Strategic workflows and technology empower your teams. Mature the First Line of Defense so your Second Line can do what they do best.

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Cost Efficiency

Help empower your teams to be their best without compromise on processes due to cost. Smart outsourcing that protects your bottom line.

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Scalable Solutions

From startup compliance programs to enterprise GRC platforms — our solutions scale with your organization's growth and regulatory demands.

Solutions for Mortgage Lending

Cost-effective applications and solutions to create or supplement your CMS and GRC needs.

Risk & Vendor Management

Vendor Risk Management System
Third Party Risk Program Implementation
Licensing Management System
ProcessUnity
Venminder
VendorRisk
OneTrust

Compliance & Audit

QC Review Platform
Compliance Testing / Audit System
CMS Build & Supplement

Tracking & Remediation

Issues Tracker — CTRL Log
CAPD System

Regulatory Reporting

MCR — Mortgage Call Report
HMDA Reporting & Analysis
State Agency Financial Reporting
Compliance Reporting Dashboards
Call Monitoring Programs

Fair Lending & Analytics

Fair Lending Regression Analysis
Fair Lending Risk Assessment

Cybersecurity

Encrypted File Transfer Solution
Threat Intelligence Detection

Database & Integration

Data Modelling & Architecture
SSIS Integrations
SSRS Reporting
T-SQL
SSMS — Management Studio

BI & Analytics

Power BI
R Studio
QuickBase Buildouts
QuickBase ETL Packages

Mortgage Platforms

E360 — Encompass
Mortgage Cadence
CogentQC
ACES
TENA Platform

Vendor Risk Platforms

ProcessUnity
Venminder
VendorRisk
OneTrust

Collaboration & Workflow

SharePoint

Regulatory & Licensing

Regulatory Compliance Advisory
State Exam Assistance
Mortgage Licensing (NMLS)
Outsourced Exam Management
Audit Preparation & QA/QC
CMS Gap Analysis
Cyber Security (NYDFS+)

Risk & Compliance

Fair Lending Risk Assessment
Third Party Risk Program Implementation
AML / BSA

Trusted by Compliance & Risk Leaders

Compliant Mortgage Solutions transformed our compliance program. Their data-driven approach to HMDA and Fair Lending analysis gave us confidence going into our state exam — and we passed with flying colors.

CL
Chief Compliance Officer
Regional Mortgage Lender

Their QuickBase GRC platform replaced three separate systems for us. The cost savings were immediate and the compliance visibility we gained was invaluable. Truly an outsourced team that feels like our own.

RM
VP of Risk Management
Independent Mortgage Bank

From NMLS licensing to vendor risk management, CMS handled it all. Their team's expertise in regulatory affairs saved us from costly missteps and kept our operations running smoothly through a complex exam cycle.

JT
Director of Operations
Mortgage Servicer
🏛️HMDA Specialists
⚖️Fair Lending Experts
📋NMLS MCR Gurus
🛡️GRC Platform Leaders
🔐Cyber Security Professionals
📊Data Analytics Driven

Ready to Bridge the Gap?

Let's discuss how Compliant Mortgage Solutions can become your outsourced Risk and Compliance team. We'll assess your needs and propose a cost-effective solution tailored to your organization.

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Service Area Nationwide — All 50 States
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Response Time Within 1 Business Day
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